Berkeley Square House,
Rockfire Capital Limited is authorised and regulated by the Financial Conduct Authority (FRN: 515045).
Rockfire is a registered trademark (EU Reg. No. 013867148) of Rockfire Capital Limited, a limited company registered in England and Wales (No. 06986574), with registered office at Berkeley Square House, Berkeley Square, London, W1J 6BD, United Kingdom.
Rockfire Capital Limited is registered with the Information Commissioner’s Office (ICO) registered number: Z2820090.
Under Rule 2.2.3R of the FCA’s Conduct of Business Sourcebook, Rockfire Capital Limited (the “Firm”) is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council’s Stewardship Code (the “Code”) or, where it does not commit to the Code, its alternative investment strategy. The Code sets out a number of principles relating to engagement by investors with UK equity issuers, as follows:
The seven principles of the Code are that institutional investors should:
·Publicly disclose their policy on how they will discharge their stewardship responsibilities;
·Have a robust policy for managing conflicts of interest in relation to stewardship and publicly disclose this conflicts of interest policy;
·Monitor their investee firms;
·Establish clear guidelines on how and when they will escalate their investment activities in order to enhance shareholder value;
·Act collectively with other investors if appropriate;
·Establish a clear policy on voting and disclosure of voting policy; and
·Report periodically on stewardship and voting activities.
Rockfire Capital Limited does not manage any funds which hold equity holdings in UK listed companies and as such it will not be applicable.